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Control Room Analyst, Compliance
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Aptitude Asia
Hong Kong, HONG KONG
(on-site)
Posted 13 days ago
Control Room Analyst, Compliance
Share Print
Aptitude Asia
Hong Kong, HONG KONG
(on-site)
Job Function
Legal Support
Control Room Analyst, Compliance

The insights provided are generated by AI and may contain inaccuracies. Please independently verify any critical information before relying on it.
Control Room Analyst, Compliance
The insights provided are generated by AI and may contain inaccuracies. Please independently verify any critical information before relying on it.

Description

Our client, a prestigious investment firm, is looking to hire a Control Room Analyst in Hong Kong.

Key Responsibilities:
  • Manage wall-crossing events, including material non-public information (MNPI) and strategic transactions, ensuring accurate records of wall-crossed individuals and related information flow.
  • Monitor global short sale restrictions to uphold firm-wide regulatory compliance.
  • Develop surveillance triggers to detect potential MNPI breaches or restricted trading.
  • Analyze large datasets from internal and external sources using tools like SQL and Python.
  • Collaborate with front office, legal, and deal teams on transaction protocols and regulatory inquiries.


Requirements:
  • Bachelor's degree holder with 3+ years of experience in Control Room roles
  • Advanced Excel skills are required for handling large datasets. SQL skills would be a plus.
  • Fluency in English is a must. Mandarin language skills are desirable but not required.


Job ID: 81973568
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Median Salary
Net Salary per month
$3,942
Cost of Living Index
81/100
81
Median Apartment Rent in City Center
(1-3 Bedroom)
$2,296 - $4,903
$3,600
Safety Index
78/100
78
Utilities
Basic
(Electricity, heating, cooling, water, garbage for 915 sq ft apartment)
$154 - $436
$274
High-Speed Internet
$13 - $40
$23
Transportation
Gasoline
(1 gallon)
$11.92
Taxi Ride
(1 mile)
$2.17
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